CLEAN DEVELOPMENT MECHANISM 清洁发展机制 TOOL01 工具 01 Methodological tool 方法学工具 Tool for the demonstration and assessment of additionality 额外性的演示和评估工具 Version 07.0.0 版本 07.0.0 TOOL01 工具 01 Methodological tool: Tool for the demonstration and assessment of additionality 方法工具: 额外性的演示和评估工具 Version 07.0.0 版本 07.0.0 TABLE OF CONTENTS 目录 1. 2. 3. 4. INTRODUCTION .................................................................................. 介绍... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ..。 SCOPE, APPLICABILITY, AND ENTRY INTO FORCE ...................... 范围，适用性，生效... ... ... ... ... ... ..。 2.1. Scope .......................................................................................... 2.1. 范围，，，，，，,。 2.2. Applicability ................................................................................. 2.2. 适用性... ... ... ... ... ..。 2.3. Entry into force ............................................................................ 2.3. 生效... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ..。 DEFINITIONS ....................................................................................... 定义... ... ... ... ... ... ... ... ... ..。 METHODOLOGY PROCEDURE .......................................................... 方法论程序... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ..。 Step 0: Demonstration whether the proposed project activity 4.1. Step 0: Demonstration whether the proposed project activity 第 0 步: 演示拟 4.1. 议的项目活动 is the first-of-its-kind .................................................................... 是世界上第一个..。 4.2. Step 1: Identification of alternatives to the project activity 4.2. 步骤 1: 确定项目活动的替代办法 consistent with current laws and regulations ............................... 符合现行法律法规。 4.3. Step 2: Investment analysis ........................................................ 4.3. 第二步: 投资分析。 4.4. Step 3: Barrier analysis ............................................................... 4.4. 第三步: 屏障分析。 4.5. Step 4: Common practice analysis .............................................. 4.5. 第四步: 常规实践分析... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ..。 Page 页面 3 3 3 4 4 4 7 7 7 9 11 13 2 of 16 16 个中的 2 个 TOOL01 工具 01 Methodological tool: Tool for the demonstration and assessment of additionality 方法工具: 额外性的演示和评估工具 Version 07.0.0 版本 07.0.0 1. Introduction 引言 1. The tool provides a step-wise approach to demonstrate and assess the additionality of a CDM project. These steps are: 这个工具提供了一个逐步的方法来证明和评估一个 CDM 项目的额外性。这些步骤是: (a) Step 0 Demonstration whether the proposed project activity is the first-of-its-kind; 第 0 步证明拟议的项目活动是否是此类活动中的第一个; (b) Step 1 Identification of alternatives to the project activity; 第一步确定项目活动的替代方案; (c) Step 2 Investment analysis; 第二步投资分析; (d) Step 3 Barriers analysis; and 第三步障碍分析; (e) Step 4 Common practice analysis. 第四步常见做法分析。 2. Scope, applicability, and entry into force 范围，适用性，生效 2.1. Scope 2.1 范围 2. This tool provides for a step-wise approach to demonstrate and assess additionality. These steps include: 这个工具提供了一个循序渐进的方法来证明和评估额外性。这些步骤包括: (a) Demonstration whether the proposed project activity is the first-of-its-kind; 证明拟议的项目活动是否是此类活动中的第一个; (b) Identification of alternatives to the project activity; 确定项目活动的替代方案; (c) Investment analysis to determine that the proposed project activity is either: 1) not the most economically or financially attractive, or 2) not economically or financially feasible; 进行投资分析，以确定拟议的项目活动是: 1)在经济上或财政上不具有最大吸引力，或 2) 在经济上或财政上不可行; (d) Barriers analysis; and 障碍分析; (e) Common practice analysis. 常见做法分析。 3. Based on the information about activities similar to the proposed project activity, the common practice analysis is to complement and reinforce the investment and/or barriers analysis.1 The steps are summarized in Figure 1. 根据与拟议项目活动类似的活动的信息，通常做法分析是为了补充和加强投资和/或障碍分析。 4. The document provides a general framework for demonstrating and assessing additionality and is applicable to a wide range of project types. Some project types may require adjustments to this general framework. 该文件为证明和评估额外性提供了一个一般框架，适用于广泛的项目类型。一些项目类型可能需 要对这个通用框架进行调整。 5. This tool does not replace the need for the baseline methodology to provide a step-wise approach to identify the baseline scenario. Project participants that propose new baseline methodologies shall ensure consistency between the determination of additionality of a project activity and